Key facts
- This page summarizes Robert David Thomas's Form 4 filing for INTERNATIONAL BUSINESS MACHINES CORP (IBM).
- 7 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 11 Jun 2024, 18:00.
Robert David Thomas - 08 Jun 2024 Form 4 Insider Report for INTERNATIONAL BUSINESS MACHINES CORP (IBM)
- Reporting relationship
- Senior Vice President
- Issuer ticker
- IBM
- Reported as of
- 08 Jun 2024
- Net transaction value
- -$608,919
- SEC form
- 4
- Accepted by SEC
- 11 Jun 2024, 18:00:54 UTC
- Prior SEC filing
- 10 May 2024
- Next SEC filing
- 12 Aug 2024
- Source filing
- View source filing
- Reporting owner signature
- L. Mallardi on behalf of R. Thomas
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Robert David Thomas filed Form 4 for INTERNATIONAL BUSINESS MACHINES CORP (IBM) on 11 Jun 2024.
Change
- Previous filing in this sequence was filed on 10 May 2024.
- Current net transaction value: -$608,919.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
IBM
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +3,673
- Change %
- +6.2%
- Price
- $0.000000
- Shares after
- 63,153
- Date
- 08 Jun 2024
- Ownership
- Direct
IBM
transaction
Common Stock
Tax liability
- Transaction value
- $314,303
- Shares
- -1,852
- Change %
- -2.9%
- Price
- $169.71
- Shares after
- 61,301
- Date
- 08 Jun 2024
- Ownership
- Direct
IBM
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +3,442
- Change %
- +5.6%
- Price
- $0.000000
- Shares after
- 64,743
- Date
- 08 Jun 2024
- Ownership
- Direct
IBM
transaction
Common Stock
Tax liability
- Transaction value
- $294,617
- Shares
- -1,736
- Change %
- -2.7%
- Price
- $169.71
- Shares after
- 63,007
- Date
- 08 Jun 2024
- Ownership
- Direct
IBM
transaction
Common Stock
Gift
- Transaction value
- $0
- Shares
- -18,000
- Change %
- -29%
- Price
- $0.000000
- Shares after
- 45,007
- Date
- 10 Jun 2024
- Ownership
- Direct
IBM
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 18,000
- Date
- 08 Jun 2024
- Ownership
- Trust
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
IBM
transaction
Derivative
Rst. Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -3,673
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 08 Jun 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,673
- Exercise price
- $0.000000
- Footnotes
- F2, F3, F4
IBM
transaction
Derivative
Rst. Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -3,442
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 3,443
- Date
- 08 Jun 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,442
- Exercise price
- $0.000000
- Footnotes
- F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
On 06/10/24, the reporting person transferred 18,000 shares to a trust for the benefit of his immediate family. The reporting person remains the indirect beneficial owner of the shares held in the trust.
Footnote F2
On 06/08/20, the reporting person was granted 14,207 RSUs, 3,551 of which vested on 06/08/21, 3,551 of which vested on 06/08/22, 3,551 of which vested on 06/08/23, and 3,554 of which vested on 06/08/24. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.
Footnote F3
These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.
Footnote F4
Release of restricted stock units.
Footnote F5
On 06/08/21, the reporting person was granted 13,325 RSUs, 3,331 of which vested on 06/08/22, 3,331 of which vested on 06/08/23, 3,331 of which vested on 06/08/24, and 3,332 of which will vest on 06/08/25. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units were adjusted to reflect additional restricted stock units, which additional restricted stock units are included in the figures above.