Subi Sethi - 06 Jun 2024 Form 4 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)

Role
Chief Client Officer
Signature
/s/ Alphonse Valbrune, as Attorney-in-Fact, for Subi Sethi
Issuer symbol
CWAN
Transactions as of
06 Jun 2024
Net transactions value
-$1,528,385
Form type
4
Filing time
10 Jun 2024, 16:43:46 UTC
Previous filing
22 May 2024
Next filing
01 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWAN Class A Common Stock Options Exercise $147,400 +33,500 +43% $4.40 111,019 06 Jun 2024 Direct
transaction CWAN Class A Common Stock Tax liability $374,828 -19,163 -17% $19.56 91,856 06 Jun 2024 Direct
transaction CWAN Class A Common Stock Sale $285,405 -14,337 -16% $19.91 77,519 06 Jun 2024 Direct F1
transaction CWAN Class A Common Stock Options Exercise $72,600 +16,500 +21% $4.40 94,019 06 Jun 2024 Direct
transaction CWAN Class A Common Stock Tax liability $184,627 -9,439 -10% $19.56 84,580 06 Jun 2024 Direct
transaction CWAN Class A Common Stock Sale $139,150 -7,061 -8.3% $19.71 77,519 06 Jun 2024 Direct F2
transaction CWAN Class A Common Stock Options Exercise $220,000 +50,000 +65% $4.40 127,519 06 Jun 2024 Direct
transaction CWAN Class A Common Stock Tax liability $560,394 -28,650 -22% $19.56 98,869 06 Jun 2024 Direct
transaction CWAN Class A Common Stock Sale $423,981 -21,350 -22% $19.86 77,519 06 Jun 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -33,500 -100% $0.000000* 0 06 Jun 2024 Class A Common Stock 33,500 $4.40 Direct F4
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -16,500 -22% $0.000000 57,931 06 Jun 2024 Class A Common Stock 16,500 $4.40 Direct F5
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -50,000 -86% $0.000000 7,931 06 Jun 2024 Class A Common Stock 50,000 $4.40 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $19.70 USD to $20.05 USD; the price reported above reflects the weighted average sale price.
F2 This transaction was executed in multiple trades at prices ranging from $19.43 USD to $19.88 USD; the price reported above reflects the weighted average sale price.
F3 This transaction was executed in multiple trades at prices ranging from $19.48 USD to $20.19 USD; the price reported above reflects the weighted average sale price.
F4 Vests 41,251 share(s) on 02-Nov-2020, 16,750 share(s) on 02-Jan-2021, 16,750 share(s) on 02-Jan-2022, 16,750 share(s) on 02-Jan-2023, 16,750 share(s) on 02-Jan-2024, 16,750 share(s) on 02-Jan-2025
F5 Vests 61,875 share(s) on 02-Nov-2020, 25,125 share(s) on 05-Mar-2021, 25,125 share(s) on 01-Jan-2022, 25,125 share(s) on 01-Jan-2023, 25,125 share(s) on 01-Jan-2024, 25,125 share(s) on 01-Jan-2025