Tony West - 16 May 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Carolyn Mo by Power of Attorney for Tony West
Issuer symbol
UBER
Transactions as of
16 May 2024
Net transactions value
-$468,228
Form type
4
Filing time
20 May 2024, 20:39:58 UTC
Previous filing
15 May 2024
Next filing
31 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +1,493 +0.72% 208,469 16 May 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,910 +1.4% 211,379 16 May 2024 Direct F1
transaction UBER Common Stock Options Exercise +3,072 +1.5% 214,451 16 May 2024 Direct F1
transaction UBER Common Stock Options Exercise +1,213 +0.57% 215,664 16 May 2024 Direct F1
transaction UBER Common Stock Options Exercise +5,604 +2.6% 221,268 16 May 2024 Direct F1
transaction UBER Common Stock Tax liability $48,943 -741 -0.33% $66.05 220,527 16 May 2024 Direct F2
transaction UBER Common Stock Tax liability $95,310 -1,443 -0.65% $66.05 219,084 16 May 2024 Direct F2
transaction UBER Common Stock Tax liability $100,660 -1,524 -0.7% $66.05 217,560 16 May 2024 Direct F2
transaction UBER Common Stock Tax liability $39,762 -602 -0.28% $66.05 216,958 16 May 2024 Direct F2
transaction UBER Common Stock Tax liability $183,553 -2,779 -1.3% $66.05 214,179 16 May 2024 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -1,493 -2.1% $0.000000 68,688 16 May 2024 Common Stock 1,493 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2,910 -2.9% $0.000000 98,952 16 May 2024 Common Stock 2,910 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -3,072 -4.3% $0.000000 67,601 16 May 2024 Common Stock 3,072 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -1,213 -9.1% $0.000000 12,129 16 May 2024 Common Stock 1,213 Direct F1, F7
transaction UBER Restricted Stock Units Options Exercise $0 -5,604 -25% $0.000000 16,811 16 May 2024 Common Stock 5,604 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 16, 2024.
F3 Includes 638 shares acquired under Uber's 2019 Employee Stock Purchase Plan on May 20, 2024.
F4 The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Legal Officer and Corporate Secretary