Tony West - May 16, 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Carolyn Mo by Power of Attorney for Tony West
Stock symbol
UBER
Transactions as of
May 16, 2024
Transactions value $
-$468,228
Form type
4
Date filed
5/20/2024, 08:39 PM
Previous filing
May 15, 2024
Next filing
May 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +1.49K +0.72% 208K May 16, 2024 Direct F1
transaction UBER Common Stock Options Exercise +2.91K +1.4% 211K May 16, 2024 Direct F1
transaction UBER Common Stock Options Exercise +3.07K +1.45% 214K May 16, 2024 Direct F1
transaction UBER Common Stock Options Exercise +1.21K +0.57% 216K May 16, 2024 Direct F1
transaction UBER Common Stock Options Exercise +5.6K +2.6% 221K May 16, 2024 Direct F1
transaction UBER Common Stock Tax liability -$48.9K -741 -0.33% $66.05 221K May 16, 2024 Direct F2
transaction UBER Common Stock Tax liability -$95.3K -1.44K -0.65% $66.05 219K May 16, 2024 Direct F2
transaction UBER Common Stock Tax liability -$101K -1.52K -0.7% $66.05 218K May 16, 2024 Direct F2
transaction UBER Common Stock Tax liability -$39.8K -602 -0.28% $66.05 217K May 16, 2024 Direct F2
transaction UBER Common Stock Tax liability -$184K -2.78K -1.28% $66.05 214K May 16, 2024 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -1.49K -2.13% $0.00 68.7K May 16, 2024 Common Stock 1.49K Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2.91K -2.86% $0.00 99K May 16, 2024 Common Stock 2.91K Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -3.07K -4.35% $0.00 67.6K May 16, 2024 Common Stock 3.07K Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -1.21K -9.09% $0.00 12.1K May 16, 2024 Common Stock 1.21K Direct F1, F7
transaction UBER Restricted Stock Units Options Exercise $0 -5.6K -25% $0.00 16.8K May 16, 2024 Common Stock 5.6K Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 16, 2024.
F3 Includes 638 shares acquired under Uber's 2019 Employee Stock Purchase Plan on May 20, 2024.
F4 The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Legal Officer and Corporate Secretary