Nikki Krishnamurthy - 16 May 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP and Chief People Officer
Signature
/s/ Carolyn Mo by Power of Attorney for Nikki Krishnamurthy
Issuer symbol
UBER
Transactions as of
16 May 2024
Net transactions value
-$198,943
Form type
4
Filing time
20 May 2024, 20:39:45 UTC
Previous filing
18 Apr 2024
Next filing
18 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +1,120 +0.33% 335,837 16 May 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,001 +0.6% 337,838 16 May 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,113 +0.63% 339,951 16 May 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,305 +0.68% 342,256 16 May 2024 Direct F1
transaction UBER Common Stock Tax liability $29,590 -448 -0.13% $66.05 341,808 16 May 2024 Direct F2
transaction UBER Common Stock Tax liability $52,774 -799 -0.23% $66.05 341,009 16 May 2024 Direct F2
transaction UBER Common Stock Tax liability $55,746 -844 -0.25% $66.05 340,165 16 May 2024 Direct F2
transaction UBER Common Stock Tax liability $60,832 -921 -0.27% $66.05 339,244 16 May 2024 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -1,120 -2.1% $0.000000 51,516 16 May 2024 Common Stock 1,120 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2,001 -2.9% $0.000000 68,029 16 May 2024 Common Stock 2,001 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -2,113 -4.3% $0.000000 46,475 16 May 2024 Common Stock 2,113 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -2,305 -9.1% $0.000000 23,045 16 May 2024 Common Stock 2,305 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 16, 2024.
F3 Includes 638 shares acquired under Uber's 2019 Employee Stock Purchase Plan on May 20, 2024.
F4 The reporting person was granted 53,756 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 96,041 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.