Dara Khosrowshahi - May 17, 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Executive Officer, Director
Signature
/s/ Carolyn Mo by Power of Attorney for Dara Khosrowshahi
Stock symbol
UBER
Transactions as of
May 17, 2024
Transactions value $
-$25,128,923
Form type
4
Date filed
5/17/2024, 09:46 PM
Previous filing
Apr 2, 2024
Next filing
Jun 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise $16.8M +500K +43.22% $33.65 1.66M May 17, 2024 Direct F1
transaction UBER Common Stock Options Exercise $16.8M +500K +30.18% $33.65 2.16M May 17, 2024 Direct F1
transaction UBER Common Stock Sale -$33M -500K -23.18% $65.93 1.66M May 17, 2024 Direct F1, F2
transaction UBER Common Stock Tax liability -$25.5M -387K -23.37% $65.93 1.27M May 17, 2024 Direct F1, F2
transaction UBER Common Stock Tax liability -$286K -4.3K -0.34% $66.58 1.27M May 17, 2024 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Stock Option (Right to Buy) Options Exercise $0 -500K -66.67% $0.00 250K May 17, 2024 Common Stock 500K $33.65 Direct F1, F4
transaction UBER Stock Option (Right to Buy) Options Exercise $0 -500K -28.57% $0.00 1.25M May 17, 2024 Common Stock 500K $33.65 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was made pursuant to Mr. Khosrowshahi's existing Rule 10b5-1 plan, adopted on February 16, 2024.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.53 to $66.52, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
F3 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.54 to $66.63, inclusive.
F4 The stock option is fully vested and exercisable.