Turqi A. Alnowaiser - 05 May 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Director
Signature
/s/ Carolyn Mo by Power of Attorney for Turqi Alnowaiser
Issuer symbol
UBER
Transactions as of
05 May 2024
Net transactions value
-$30,669
Form type
4
Filing time
07 May 2024, 19:24:31 UTC
Previous filing
26 Apr 2024
Next filing
06 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +2,950 2,950 05 May 2024 Direct F1
transaction UBER Common Stock Tax liability $30,669 -443 -15% $69.23 2,507 05 May 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2,950 -100% $0.000000* 0 05 May 2024 Common Stock 2,950 Direct F1, F3
transaction UBER Restricted Stock Units Award $0 +3,782 $0.000000 3,782 06 May 2024 Common Stock 3,782 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 5, 2024.
F3 The reporting person was granted 2,950 restricted stock units (RSUs) on November 30, 2023. The RSUs vested on May 5, 2024, the date immediately preceding the date of the 2024 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F4 The reporting person was granted 3,782 restricted stock units (RSUs) on May 6, 2024 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2025 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Turqi Alnowaiser is the Deputy Governor and Head of International Investments of The Public Investment Fund ("PIF"), the sovereign wealth fund of the Kingdom of Saudi Arabia, which is a holder of securities of Uber Technologies, Inc. (the "Issuer"). The Board of Directors (the "Board") of PIF exercises investment control over the securities of the Issuer held by PIF by majority vote of the members of the Board.