Ronald D. Sugar - May 5, 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Director
Signature
/s/ Carolyn Mo by Power of Attorney for Ronald D. Sugar
Stock symbol
UBER
Transactions as of
May 5, 2024
Transactions value $
$0
Form type
4
Date filed
5/7/2024, 07:22 PM
Previous filing
Mar 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +8.85K +18.61% 56.4K May 5, 2024 Direct F1
holding UBER Common Stock 172K May 5, 2024 Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -8.85K -100% $0.00* 0 May 5, 2024 Common Stock 8.85K Direct F1, F3
transaction UBER Restricted Stock Units Award $0 +3.78K $0.00 3.78K May 6, 2024 Common Stock 3.78K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares are held by the Sugar Family Trust for which Mr. Sugar serves as trustee.
F3 The reporting person was granted 8,850 restricted stock units (RSUs) on May 8, 2023. The RSUs vested on May 5, 2024, the date immediately preceding the date of the 2024 annual meeting of the stockholders of the Issuer. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the Issuer.
F4 The reporting person was granted 3,782 restricted stock units (RSUs) on May 6, 2024 pursuant to Uber's 2019 Equity Incentive Plan. The RSUs are scheduled to vest on the date immediately preceding the date of the 2025 annual meeting of the stockholders of the Issuer, subject to earlier vesting in certain circumstances. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.