Tony West - Apr 16, 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Carolyn Mo by Power of Attorney for Tony West
Stock symbol
UBER
Transactions as of
Apr 16, 2024
Transactions value $
-$525,508
Form type
4
Date filed
4/18/2024, 07:27 PM
Previous filing
Apr 1, 2024
Next filing
May 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +1.49K +0.69% 219K Apr 16, 2024 Direct F1
transaction UBER Common Stock Options Exercise +2.91K +1.33% 222K Apr 16, 2024 Direct F1
transaction UBER Common Stock Options Exercise +3.07K +1.38% 225K Apr 16, 2024 Direct F1
transaction UBER Common Stock Options Exercise +1.21K +0.54% 227K Apr 16, 2024 Direct F1
transaction UBER Common Stock Options Exercise +5.6K +2.47% 232K Apr 16, 2024 Direct F1
transaction UBER Common Stock Tax liability -$54.9K -741 -0.32% $74.13 231K Apr 16, 2024 Direct F2
transaction UBER Common Stock Tax liability -$107K -1.44K -0.62% $74.13 230K Apr 16, 2024 Direct F2
transaction UBER Common Stock Tax liability -$113K -1.52K -0.66% $74.13 228K Apr 16, 2024 Direct F2
transaction UBER Common Stock Tax liability -$44.6K -602 -0.26% $74.13 228K Apr 16, 2024 Direct F2
transaction UBER Common Stock Tax liability -$206K -2.78K -1.22% $74.13 225K Apr 16, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -1.49K -2.08% $0.00 70.2K Apr 16, 2024 Common Stock 1.49K Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -2.91K -2.78% $0.00 102K Apr 16, 2024 Common Stock 2.91K Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -3.07K -4.17% $0.00 70.7K Apr 16, 2024 Common Stock 3.07K Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -1.21K -8.33% $0.00 13.3K Apr 16, 2024 Common Stock 1.21K Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -5.6K -20% $0.00 22.4K Apr 16, 2024 Common Stock 5.6K Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 16, 2024.
F3 The reporting person was granted 71,674 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Legal Officer and Corporate Secretary