Glen Ceremony - 16 Apr 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Accounting Officer and Global Corporate Controller
Signature
/s/ Carolyn Mo by Power of Attorney for Glen Ceremony
Issuer symbol
UBER
Transactions as of
16 Apr 2024
Net transactions value
-$182,434
Form type
4
Filing time
18 Apr 2024, 19:26:48 UTC
Previous filing
19 Mar 2024
Next filing
20 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +700 +0.39% 181,066 16 Apr 2024 Direct F1
transaction UBER Common Stock Options Exercise +1,516 +0.84% 182,582 16 Apr 2024 Direct F1
transaction UBER Common Stock Options Exercise +1,441 +0.79% 184,023 16 Apr 2024 Direct F1
transaction UBER Common Stock Options Exercise +722 +0.39% 184,745 16 Apr 2024 Direct F1
transaction UBER Common Stock Options Exercise +579 +0.31% 185,324 16 Apr 2024 Direct F1
transaction UBER Common Stock Tax liability $25,797 -348 -0.19% $74.13 184,976 16 Apr 2024 Direct F2
transaction UBER Common Stock Tax liability $55,746 -752 -0.41% $74.13 184,224 16 Apr 2024 Direct F2
transaction UBER Common Stock Tax liability $53,003 -715 -0.39% $74.13 183,509 16 Apr 2024 Direct F2
transaction UBER Common Stock Tax liability $26,539 -358 -0.2% $74.13 183,151 16 Apr 2024 Direct F2
transaction UBER Common Stock Tax liability $21,349 -288 -0.16% $74.13 182,863 16 Apr 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -700 -2.1% $0.000000 32,897 16 Apr 2024 Common Stock 700 Direct F1, F3, F4
transaction UBER Restricted Stock Units Options Exercise $0 -1,516 -2.8% $0.000000 53,053 16 Apr 2024 Common Stock 1,516 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -1,441 -4.2% $0.000000 33,128 16 Apr 2024 Common Stock 1,441 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -722 -7.7% $0.000000 8,662 16 Apr 2024 Common Stock 722 Direct F1, F7
transaction UBER Restricted Stock Units Options Exercise $0 -579 -8.3% $0.000000 6,372 16 Apr 2024 Common Stock 579 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 16, 2024.
F3 The reporting person was granted 33,597 restricted stock units (RSUs) on March 1, 2024. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2024 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The Form 4 filed on March 5, 2024 inadvertently reported that the reporting person beneficially owned 66,945 derivative securities as of March 1, 2024, instead of 33,597. As of March 16, 2024, the reporting person beneficially owned 32,897 derivative securities.
F5 The reporting person was granted 72,759 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8 The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Accounting Officer and Global Corporate Controller