Tony West - 16 Mar 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Carolyn Mo by Power of Attorney for Tony West
Issuer symbol
UBER
Transactions as of
16 Mar 2024
Net transactions value
-$1,862,498
Form type
4
Filing time
19 Mar 2024, 20:36:46 UTC
Previous filing
05 Mar 2024
Next filing
01 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +34,772 +18% 227,762 16 Mar 2024 Direct F1
transaction UBER Common Stock Options Exercise +5,604 +2.5% 233,366 16 Mar 2024 Direct F1
transaction UBER Common Stock Options Exercise +3,073 +1.3% 236,439 16 Mar 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,910 +1.2% 239,349 16 Mar 2024 Direct F1
transaction UBER Common Stock Options Exercise +1,806 +0.75% 241,155 16 Mar 2024 Direct F1
transaction UBER Common Stock Options Exercise +1,213 +0.5% 242,368 16 Mar 2024 Direct F1
transaction UBER Common Stock Tax liability $1,311,447 -17,240 -7.1% $76.07 225,128 16 Mar 2024 Direct F2
transaction UBER Common Stock Tax liability $211,399 -2,779 -1.2% $76.07 222,349 16 Mar 2024 Direct F2
transaction UBER Common Stock Tax liability $115,931 -1,524 -0.69% $76.07 220,825 16 Mar 2024 Direct F2
transaction UBER Common Stock Tax liability $109,769 -1,443 -0.65% $76.07 219,382 16 Mar 2024 Direct F2
transaction UBER Common Stock Tax liability $68,159 -896 -0.41% $76.07 218,486 16 Mar 2024 Direct F2
transaction UBER Common Stock Tax liability $45,794 -602 -0.28% $76.07 217,884 16 Mar 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2,910 -2.7% $0.000000 104,773 16 Mar 2024 Common Stock 2,910 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -3,073 -4% $0.000000 73,746 16 Mar 2024 Common Stock 3,073 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -34,772 -100% $0.000000* 0 16 Mar 2024 Common Stock 34,772 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -1,213 -7.7% $0.000000 14,555 16 Mar 2024 Common Stock 1,213 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -5,604 -17% $0.000000 28,018 16 Mar 2024 Common Stock 5,604 Direct F1, F7
transaction UBER Restricted Stock Units Options Exercise $0 -1,806 -100% $0.000000* 0 16 Mar 2024 Common Stock 1,806 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2024.
F3 The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 Consists of 34,772 restricted stock units (RSUs) granted to the reporting person on March 1, 2021 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2024. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8 The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Legal Officer and Corporate Secretary