Nikki Krishnamurthy - 16 Mar 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP and Chief People Officer
Signature
/s/ Carolyn Mo by Power of Attorney for Nikki Krishnamurthy
Issuer symbol
UBER
Transactions as of
16 Mar 2024
Net transactions value
-$2,256,921
Form type
4
Filing time
19 Mar 2024, 20:36:16 UTC
Previous filing
05 Mar 2024
Next filing
18 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +66,065 +23% 350,997 16 Mar 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,305 +0.66% 353,302 16 Mar 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,112 +0.6% 355,414 16 Mar 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,001 +0.56% 357,415 16 Mar 2024 Direct F1
transaction UBER Common Stock Options Exercise +1,806 +0.51% 359,221 16 Mar 2024 Direct F1
transaction UBER Common Stock Tax liability $2,006,727 -26,380 -7.3% $76.07 332,841 16 Mar 2024 Direct F2
transaction UBER Common Stock Tax liability $70,060 -921 -0.28% $76.07 331,920 16 Mar 2024 Direct F2
transaction UBER Common Stock Tax liability $64,203 -844 -0.25% $76.07 331,076 16 Mar 2024 Direct F2
transaction UBER Common Stock Tax liability $60,780 -799 -0.24% $76.07 330,277 16 Mar 2024 Direct F2
transaction UBER Common Stock Tax liability $55,151 -725 -0.22% $76.07 329,552 16 Mar 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2,001 -2.7% $0.000000 72,031 16 Mar 2024 Common Stock 2,001 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -2,112 -4% $0.000000 50,701 16 Mar 2024 Common Stock 2,112 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -66,065 -100% $0.000000* 0 16 Mar 2024 Common Stock 66,065 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -2,305 -7.7% $0.000000 27,654 16 Mar 2024 Common Stock 2,305 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -1,806 -100% $0.000000* 0 16 Mar 2024 Common Stock 1,806 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2024.
F3 The reporting person was granted 96,041 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 Consists of 66,065 restricted stock units (RSUs) granted to the reporting person on March 1, 2021 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2024. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.