Dara Khosrowshahi - 16 Mar 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Executive Officer, Director
Signature
/s/ Carolyn Mo by Power of Attorney for Dara Khosrowshahi
Issuer symbol
UBER
Transactions as of
16 Mar 2024
Net transactions value
-$11,166,848
Form type
4
Filing time
19 Mar 2024, 20:35:47 UTC
Previous filing
05 Mar 2024
Next filing
02 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +147,517 +15% 1,163,760 16 Mar 2024 Direct F1
transaction UBER Common Stock Options Exercise +40,626 +3.5% 1,204,386 16 Mar 2024 Direct F1
transaction UBER Common Stock Options Exercise +35,433 +2.9% 1,239,819 16 Mar 2024 Direct F1
transaction UBER Common Stock Options Exercise +33,560 +2.7% 1,273,379 16 Mar 2024 Direct F1
transaction UBER Common Stock Options Exercise +30,414 +2.4% 1,303,793 16 Mar 2024 Direct F1
transaction UBER Common Stock Tax liability $5,728,680 -75,308 -5.8% $76.07 1,228,485 16 Mar 2024 Direct F2
transaction UBER Common Stock Tax liability $1,577,692 -20,740 -1.7% $76.07 1,207,745 16 Mar 2024 Direct F2
transaction UBER Common Stock Tax liability $1,376,030 -18,089 -1.5% $76.07 1,189,656 16 Mar 2024 Direct F2
transaction UBER Common Stock Tax liability $1,303,307 -17,133 -1.4% $76.07 1,172,523 16 Mar 2024 Direct F2
transaction UBER Common Stock Tax liability $1,181,139 -15,527 -1.3% $76.07 1,156,996 16 Mar 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -33,560 -25% $0.000000 100,680 16 Mar 2024 Common Stock 33,560 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -35,433 -33% $0.000000 70,865 16 Mar 2024 Common Stock 35,433 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -147,517 -100% $0.000000* 0 16 Mar 2024 Common Stock 147,517 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -30,414 -50% $0.000000 30,413 16 Mar 2024 Common Stock 30,414 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -40,626 -100% $0.000000* 0 16 Mar 2024 Common Stock 40,626 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2024.
F3 The reporting person was granted 134,240 restricted stock units (RSUs) on March 1, 2023 pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2024 and 1/4 of the total RSUs vest each anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 141,731 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/4 of the total RSUs on March 16, 2023 and 1/4 of the total RSUs each annual anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 Consists of 147,517 restricted stock units (RSUs) granted to the reporting person on March 1, 2021 pursuant to Uber's 2019 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition was satisfied on March 16, 2024. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 121,654 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/4 of the total RSUs on March 16, 2022 and 1/4 of the total RUSs each annual anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 162,506 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 1/4 of the total RSUs on March 16, 2021 and 1/4 of the total RSUs each annual anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.