Hayati Yarkadas - Mar 1, 2024 Form 4 Insider Report for Xylem Inc. (XYL)

Signature
/s/ Seaneen Cline, by power of attorney for Hayati Yarkadas
Stock symbol
XYL
Transactions as of
Mar 1, 2024
Transactions value $
$95,308
Form type
4
Date filed
3/5/2024, 05:09 PM
Previous filing
May 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XYL Common Stock Award $906K +7.08K +58.48% $127.94 19.2K Mar 1, 2024 Direct F1, F2
transaction XYL Common Stock Tax liability -$54.8K -428 -2.23% $127.94 18.8K Mar 1, 2024 Direct F3
transaction XYL Common Stock Options Exercise $991K +9.7K +51.67% $102.23 28.5K Mar 1, 2024 Direct
transaction XYL Common Stock Sale -$1.23M -9.7K -34.07% $127.14 18.8K Mar 1, 2024 Direct F4
transaction XYL Common Stock Options Exercise $437K +5.04K +26.82% $86.76 23.8K Mar 1, 2024 Direct
transaction XYL Common Stock Sale -$640K -5.04K -21.15% $127.14 18.8K Mar 1, 2024 Direct F4
transaction XYL Common Stock Sale -$619K -4.87K -25.95% $127.14 13.9K Mar 1, 2024 Direct F4
transaction XYL Common Stock Options Exercise $493K +4.88K +35.07% $101.09 18.8K Mar 1, 2024 Direct
transaction XYL Common Stock Sale -$620K -4.88K -25.97% $127.17 13.9K Mar 1, 2024 Direct F4
transaction XYL Common Stock Sale -$580K -4.55K -32.71% $127.53 9.35K Mar 5, 2024 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction XYL Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -9.7K -100% $0.00* 0 Mar 1, 2024 Common Stock 9.7K $102.23 Direct F6
transaction XYL Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -4.88K -33.33% $0.00 9.75K Mar 1, 2024 Common Stock 4.88K $101.09 Direct F7
transaction XYL Non-Qualified Stock Option (Right to Buy) Options Exercise $0 -5.04K -50% $0.00 5.04K Mar 1, 2024 Common Stock 5.04K $86.76 Direct F8
transaction XYL Stock Options (Right to buy) Award $1.01M +7.93K $127.94 7.93K Mar 1, 2024 Common Stock 7.93K $127.94 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the acquisition of 4,739 shares of common stock upon vesting of performance-based stock units granted on March 1, 2021 under the Xylem Omnibus Incentive Plan (Amended and Restated February 24, 2016), upon achievement of performance criteria related to ROIC (2,934) and Total Shareholder Return (1,805). Reflects an award of 2,345 restricted stock units pursuant to the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February, 24, 2016) that are scheduled to vest in one third increments on March 1, 2025, March 1, 2026 and March 1, 2027.
F2 Includes additional shares due to dividend reinvestment.
F3 Reflects the withholding of shares of common stock to pay the tax liability incident to the vesting of performance-based stock units granted on March 1, 2021 (252) under the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February, 24, 2016). Reflects the withholding of shares of common stock to pay the tax liability incident to the vesting of restricted stock units granted on March 1, 2021 (39), March 1, 2022 (62), and March 1, 2023 (75) under the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February 24, 2016).
F4 This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"). These Shares were executed at a range of prices from $127.03 to $127.30. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F5 This price represents the weighted average price per share of common stock (each, a "Share") of Xylem Inc. (the "Issuer"). These Shares were executed at a range of prices from $127.10 to $127.55. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
F6 The March 1, 2021 option grant vested 3,201 options on March 1, 2022, 3,265 options on March 1,2023, and 3,232 options on March 1, 2024.
F7 The March 1, 2023 option grant vested 4,875 options on March 1, 2024, and will vest 4,875 options on March 1, 2025, and 4,875 options on March 1, 2026.
F8 The March 1, 2022 option grant vested 5,035 options on March 1, 2023, 5,035 options on March 1, 2024, and will vest 5,036 options on March 1, 2025.
F9 Reflects an award of non-qualified stock options pursuant to the Xylem 2011 Omnibus Incentive Plan (Amended and Restated February 24, 2016) that are scheduled to vest in one-third increments on March 1, 2025, March 1, 2026 and March 1, 2027.