Dolan Thomas G. - May 10, 2023 Form 3/A Insider Report for Southern California Bancorp \ CA (BCAL)

Signature
Manisha Merchant, as attorney in fact for DOLAN THOMAS G
Stock symbol
BCAL
Transactions as of
May 10, 2023
Transactions value $
$0
Form type
3/A
Date filed
2/28/2024, 03:31 PM
Date Of Original Report
May 10, 2023
Next filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BCAL Common Stock 49.8K May 10, 2023 Direct F1, F2
holding BCAL Common Stock 198K May 10, 2023 THOMAS G DOLAN LIVING TRUST DATED 8/9/2016 F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This amendment corrects the name of the Reporting Person. The initial Form 3 inadvertently listed the Reporting Person as Thomas J. Dolan, an individual unaffiliated with Southern California Bancorp.
F2 Represents 53,163 restricted stock units ("RSUs"), granted to the Reporting Person as follows: (A) On March 1, 2023, the Reporting Person was granted RSUs representing 12,353 shares that will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on March 1, 2024; (B) On May 5, 2022, the Reporting Person was granted RSUs, of which 3,365 shares remain to be issued upon vesting and will vest on May 5, 2024; (C) On March 4, 2022, Reporting Person was granted RSUs of which 5,845 shares remain to be issued upon vesting and will vest on March 4, 2024; and (D) On October 26, 2020, the Reporting Person was granted RSUs representing 28,235 shares that will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on December 1, 2024.