Tony West - 16 Feb 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Carolyn Mo by Power of Attorney for Tony West
Issuer symbol
UBER
Transactions as of
16 Feb 2024
Net transactions value
-$563,062
Form type
4
Filing time
21 Feb 2024, 21:33:22 UTC
Previous filing
16 Feb 2024
Next filing
05 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +2,910 +1.6% 188,476 16 Feb 2024 Direct F1
transaction UBER Common Stock Options Exercise +3,073 +1.6% 191,549 16 Feb 2024 Direct F1
transaction UBER Common Stock Options Exercise +1,213 +0.63% 192,762 16 Feb 2024 Direct F1
transaction UBER Common Stock Options Exercise +5,604 +2.9% 198,366 16 Feb 2024 Direct F1
transaction UBER Common Stock Options Exercise +1,805 +0.91% 200,171 16 Feb 2024 Direct F1
transaction UBER Common Stock Tax liability $113,146 -1,443 -0.72% $78.41 198,728 16 Feb 2024 Direct F2
transaction UBER Common Stock Tax liability $119,497 -1,524 -0.77% $78.41 197,204 16 Feb 2024 Direct F2
transaction UBER Common Stock Tax liability $47,203 -602 -0.31% $78.41 196,602 16 Feb 2024 Direct F2
transaction UBER Common Stock Tax liability $213,040 -2,717 -1.4% $78.41 193,885 16 Feb 2024 Direct F2
transaction UBER Common Stock Tax liability $70,177 -895 -0.46% $78.41 192,990 16 Feb 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2,910 -2.6% $0.000000 107,683 16 Feb 2024 Common Stock 2,910 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -3,073 -3.8% $0.000000 76,819 16 Feb 2024 Common Stock 3,073 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -1,213 -7.1% $0.000000 15,768 16 Feb 2024 Common Stock 1,213 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -5,604 -14% $0.000000 33,622 16 Feb 2024 Common Stock 5,604 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -1,805 -50% $0.000000 1,806 16 Feb 2024 Common Stock 1,805 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2024.
F3 The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Legal Officer and Corporate Secretary