Jill Hazelbaker - 16 Feb 2024 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP, Marketing and Public Affairs
Signature
/s/ Carolyn Mo by Power of Attorney for Jill Hazelbaker
Issuer symbol
UBER
Transactions as of
16 Feb 2024
Net transactions value
-$638,963
Form type
4
Filing time
21 Feb 2024, 21:33:09 UTC
Previous filing
16 Feb 2024
Next filing
29 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +2,546 +2.4% 108,536 16 Feb 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,688 +2.5% 111,224 16 Feb 2024 Direct F1
transaction UBER Common Stock Options Exercise +1,698 +1.5% 112,922 16 Feb 2024 Direct F1
transaction UBER Common Stock Options Exercise +4,669 +4.1% 117,591 16 Feb 2024 Direct F1
transaction UBER Common Stock Options Exercise +2,437 +2.1% 120,028 16 Feb 2024 Direct F1
transaction UBER Common Stock Tax liability $110,244 -1,406 -1.2% $78.41 118,622 16 Feb 2024 Direct F2
transaction UBER Common Stock Tax liability $112,910 -1,440 -1.2% $78.41 117,182 16 Feb 2024 Direct F2
transaction UBER Common Stock Tax liability $78,175 -997 -0.85% $78.41 116,185 16 Feb 2024 Direct F2
transaction UBER Common Stock Tax liability $215,784 -2,752 -2.4% $78.41 113,433 16 Feb 2024 Direct F2
transaction UBER Common Stock Tax liability $121,849 -1,554 -1.4% $78.41 111,879 16 Feb 2024 Direct F2
holding UBER Common Stock 9,002 16 Feb 2024 Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2,546 -2.6% $0.000000 94,223 16 Feb 2024 Common Stock 2,546 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2,688 -3.8% $0.000000 67,217 16 Feb 2024 Common Stock 2,688 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -1,698 -7.1% $0.000000 22,075 16 Feb 2024 Common Stock 1,698 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -4,669 -17% $0.000000 23,349 16 Feb 2024 Common Stock 4,669 Direct F1, F7
transaction UBER Restricted Stock Units Options Exercise $0 -2,437 -50% $0.000000 2,438 16 Feb 2024 Common Stock 2,437 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2024.
F3 Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4 The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8 The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

SVP, Marketing and Public Affairs