Nancy Lurker - Feb 9, 2024 Form 4 Insider Report for EyePoint Pharmaceuticals, Inc. (EYPT)

Signature
/s/ Ron Honig, Attorney-in-Fact
Stock symbol
EYPT
Transactions as of
Feb 9, 2024
Transactions value $
-$430,358
Form type
4
Date filed
2/13/2024, 05:40 PM
Previous filing
Jan 25, 2024
Next filing
Mar 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EYPT Common Stock Options Exercise $0 +20K +14.77% $0.00 155K Feb 9, 2024 Direct
transaction EYPT Common Stock Options Exercise $0 +17.5K +11.28% $0.00 173K Feb 9, 2024 Direct
transaction EYPT Common Stock Tax liability -$229K -7.96K -4.6% $28.80 165K Feb 9, 2024 Direct F1
transaction EYPT Common Stock Tax liability -$201K -6.98K -4.23% $28.80 158K Feb 9, 2024 Direct F1
transaction EYPT Common Stock Gift $0 -74.7K -47.26% $0.00 83.4K Feb 13, 2024 Direct F2
transaction EYPT Common Stock Gift $0 +74.7K +143.05% $0.00 127K Feb 13, 2024 By Family Trust F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EYPT Restricted Stock Units Options Exercise $0 -17.5K -100% $0.00* 0 Feb 9, 2024 Common Stock 17.5K $0.00 Direct F4
transaction EYPT Restricted Stock Units Options Exercise $0 -20K -50% $0.00 20K Feb 9, 2024 Common Stock 20K $0.00 Direct F5
transaction EYPT Stock Option (Right to Buy) Gift $0 -3.12K -66.67% $0.00 1.56K Feb 13, 2024 Common Stock 3.12K $12.90 Direct F6, F7
transaction EYPT Stock Option (Right to Buy) Gift $0 +3.12K +4.44% $0.00 73.2K Feb 13, 2024 Common Stock 3.12K $12.90 By Family Trust F3, F6, F7
transaction EYPT Stock Option (Right to Buy) Gift $0 -4.45K -7.14% $0.00 57.9K Feb 13, 2024 Common Stock 4.45K $13.13 Direct F6, F8
transaction EYPT Stock Option (Right to Buy) Gift $0 +4.45K +2.94% $0.00 156K Feb 13, 2024 Common Stock 4.45K $13.13 By Family Trust F3, F6, F8
transaction EYPT Stock Option (Right to Buy) Gift $0 -5K -3.85% $0.00 125K Feb 13, 2024 Common Stock 5K $10.13 Direct F6, F9
transaction EYPT Stock Option (Right to Buy) Gift $0 +5K +4.55% $0.00 115K Feb 13, 2024 Common Stock 5K $10.13 By Family Trust F3, F6, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the Reporting Person's exercise of his withholding right following the vesting of the restricted stock units
F2 On February 13, 2024, the reporting person transferred owned shares of Common Stock of the Company to the Family Trust.
F3 These securities are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the Family Trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4 The restricted stock units will vest in three ratable annual installments beginning February 9, 2022.
F5 The restricted stock units will vest in three ratable annual installments beginning February 9, 2023.
F6 On February 13, 2024, the reporting person transferred the vested portion of an option to purchase common stock, par value $0.001 per share ("Common Stock"), of EyePoint Pharmaceuticals, Inc. (the "Company"), to an irrevocable family trust of which the reporting person's spouse is trustee and of which the reporting person's immediately family members are the sole beneficiaries (the "Family Trust").
F7 The option to purchase will vest and become exercisable over a four year period as follows: 25% at the one year anniversary of grant and then ratably over the remaining thirty-six months. At the time of the transfer, the portion of the option that was transferred to the Family Trust vested in full as of January 28, 2024. The remaining portion of the option retained by the reporting person continues to vest on a monthly basis until February 28, 2024.
F8 The option to purchase will vest and become exercisable over a four year period as follows: 25% at the one year anniversary of grant and then ratably over the remaining thirty-six months At the time of the transfer, the portion of the option that was transferred to the Family Trust vested in full as of January 9, 2024. The remaining portion of the option retained by the reporting person continues to vest on a monthly basis until February 9, 2025.
F9 The option to purchase will vest and become exercisable over a four year period as follows: 25% at the one year anniversary of grant and then ratably over the remaining thirty-six months At the time of the transfer, the portion of the option that was transferred to the Family Trust vested in full as of January 9, 2024. The remaining portion of the option retained by the reporting person continues to vest on a monthly basis until February 9, 2026.