Mary E. Gross - 25 Jan 2024 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
Director
Signature
Mary E. Gross, POA Jason Murray, Accounting Operations Supervisor/AVP
Issuer symbol
UNTY
Transactions as of
25 Jan 2024
Net transactions value
-$1,213
Form type
4
Filing time
29 Jan 2024, 14:04:22 UTC
Previous filing
25 Jan 2024
Next filing
31 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Common Stock Options Exercise $1,877 +100 +0.62% $18.77 16,187 25 Jan 2024 Direct
transaction UNTY Common Stock Sale $3,000 -100 -0.62% $30.00 16,087 25 Jan 2024 Direct
transaction UNTY Common Restricted Options Exercise $150 +8 +0.05% $18.77 16,095 26 Jan 2024 Direct
transaction UNTY Common Restricted Sale $240 -8 -0.05% $30.00 16,087 26 Jan 2024 Direct F1
holding UNTY Restricted Stock 5,250 25 Jan 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UNTY Stock Option (Right to Buy) Options Exercise $0 -100 -0.89% $0.000000 11,152 25 Jan 2024 Common Stock 100 $18.77 Direct F3
transaction UNTY Stock Option (Right to Buy) Options Exercise $0 -8 -0.07% $0.000000 11,144 26 Jan 2024 Common Stock 8 $18.77 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 17,176 shares consisting of 16,087 shares held in an account at Shareworks, and 1,089 shares are held in a brokerage account
F2 5,250 shares are held in an account at Computershare, which have upcoming vesting dates.
F3 Vested 1,000 share(s) on 21-Dec-2019, 1,000 share(s) on 21-Dec-2020, 1,000 share(s) on 21-Dec-2021.
F4 11,144 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Remarks:

Total Beneficial Ownership: 33,570