(UNTY)

Reporting relationship: Director
Issuer ticker: UNTY
Reported as of: 02 Jan 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 04 Jan 2024, 13:40:01 UTC
Prior SEC filing: 15 Mar 2023
Next SEC filing: 05 Dec 2024
Source filing: View source filing
Reporting owner signature: Wayne Courtright, POA Jason Murray, Accounting Operations Supervisor/AVP

Key filing fact

Wayne Courtright filed Form 4 for UNITY BANCORP INC /NJ/ (UNTY) on 04 Jan 2024.

Key facts

This page summarizes Wayne Courtright's Form 4 filing for UNITY BANCORP INC /NJ/ (UNTY).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 04 Jan 2024, 13:40.

Change

Previous filing in this sequence was filed on 15 Mar 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

UNTY transaction

Restricted Stock

Award

Transaction value: $0
Shares: +2,200
Change %: +72%
Price: $0.000000
Shares after: 5,250
Date: 02 Jan 2024
Ownership: Direct
Footnotes: F1, F2

UNTY holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 108,821
Date: 02 Jan 2024
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

UNTY holding Derivative

Stock Options (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 22,800
Date: 02 Jan 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount
Exercise price
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

2,200 restricted shares were granted on 1/2/2024 from the 2023 Equity Compensation Plan and vest over four years; vesting commences with 550 shares on 1/2/2025, 550 shares on 1/2/2026, 550 shares on 1/2/2027, and 550 shares on 1/2/2028.

Footnote F2

5,250 shares are held in an account at Computershare, which have upcoming vesting dates.

Footnote F3

62,396 shares are held in a e*Trade account, 45,000 shares are held in a brokerage account, and 1,425 shares are held in an account at Shareworks for a total of 108,821 shares.

Footnote F4

22,800 stock options were granted under various dates and vesting periods of which all are currently exercisable.

SEC remarks

Total Beneficial Ownership: 136,871