Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AXNX | Common Stock | Sale | -$59.8K | -949 | -2.25% | $63.00 | 41.3K | Dec 26, 2023 | Direct | F1 |
transaction | AXNX | Common Stock | Sale | -$446K | -7.05K | -17.09% | $63.28 | 34.2K | Dec 28, 2023 | Direct | F1, F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | This sale was effected pursuant to the Reporting Person's Rule 10b5-1 trading plan entered into on September 15, 2023. |
F2 | This transaction was executed in multiple trades at prices ranging from $63.00 to $63.8425. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |