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Signature
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/s/ Patrick J. Christmas as attorney-in-fact
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Stock symbol
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RGNX
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Transactions as of
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Dec 19, 2023
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Transactions value $
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-$720,990
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Form type
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4
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Date filed
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12/21/2023, 01:38 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
RGNX |
Common Stock |
Options Exercise |
$164K |
+43.5K |
+12.24% |
$3.76* |
399K |
Dec 19, 2023 |
Direct |
F1 |
transaction |
RGNX |
Common Stock |
Options Exercise |
$1.28K |
+1.5K |
+0.38% |
$0.85* |
400K |
Dec 19, 2023 |
Direct |
F1 |
transaction |
RGNX |
Common Stock |
Sale |
-$886K |
-45K |
-11.24% |
$19.69 |
355K |
Dec 19, 2023 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
RGNX |
Stock Options (Right to Buy) |
Options Exercise |
$0 |
-43.5K |
-18.93% |
$0.00 |
186K |
Dec 19, 2023 |
Common Stock |
43.5K |
$3.76 |
Direct |
F1, F3 |
transaction |
RGNX |
Stock Options (Right to Buy) |
Options Exercise |
$0 |
-1.5K |
-3.97% |
$0.00 |
36.3K |
Dec 19, 2023 |
Common Stock |
1.5K |
$0.85 |
Direct |
F1, F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: