Glen Ceremony - 16 Dec 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Accounting Officer and Global Corporate Controller
Signature
/s/ Carolyn Mo by Power of Attorney for Glen Ceremony
Issuer symbol
UBER
Transactions as of
16 Dec 2023
Net transactions value
-$252,946
Form type
4
Filing time
19 Dec 2023, 21:40:31 UTC
Previous filing
20 Nov 2023
Next filing
18 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +1,515 +0.95% 160,398 16 Dec 2023 Direct F1
transaction UBER Common Stock Options Exercise +1,440 +0.9% 161,838 16 Dec 2023 Direct F1
transaction UBER Common Stock Options Exercise +722 +0.45% 162,560 16 Dec 2023 Direct F1
transaction UBER Common Stock Options Exercise +580 +0.36% 163,140 16 Dec 2023 Direct F1
transaction UBER Common Stock Options Exercise +650 +0.4% 163,790 16 Dec 2023 Direct F1
transaction UBER Common Stock Options Exercise +3,335 +2% 167,125 16 Dec 2023 Direct F1
transaction UBER Common Stock Tax liability $46,519 -752 -0.45% $61.86 166,373 16 Dec 2023 Direct F2
transaction UBER Common Stock Tax liability $44,168 -714 -0.43% $61.86 165,659 16 Dec 2023 Direct F2
transaction UBER Common Stock Tax liability $22,146 -358 -0.22% $61.86 165,301 16 Dec 2023 Direct F2
transaction UBER Common Stock Tax liability $17,816 -288 -0.17% $61.86 165,013 16 Dec 2023 Direct F2
transaction UBER Common Stock Tax liability $19,981 -323 -0.2% $61.86 164,690 16 Dec 2023 Direct F2
transaction UBER Common Stock Tax liability $102,316 -1,654 -1% $61.86 163,036 16 Dec 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -1,515 -2.5% $0.000000 59,117 16 Dec 2023 Common Stock 1,515 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -1,440 -3.6% $0.000000 38,890 16 Dec 2023 Common Stock 1,440 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -722 -5.9% $0.000000 11,550 16 Dec 2023 Common Stock 722 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -580 -6.3% $0.000000 8,689 16 Dec 2023 Common Stock 580 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -650 -25% $0.000000 1,950 16 Dec 2023 Common Stock 650 Direct F1, F7
transaction UBER Restricted Stock Units Options Exercise $0 -3,335 -10% $0.000000 30,013 16 Dec 2023 Common Stock 3,335 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2023.
F3 The reporting person was granted 72,759 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8 The reporting person was granted 33,348 restricted stock units (RSUs) on October 30, 2023. The vesting schedule is as follows: 1/10 of the total RSUs vested on December 16, 2023, 1/10 of the total RSUs will vest each quarter thereafter for 9 months, and 3/20 of the total number of RSUs will vest quarterly for the 12 months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Accounting Officer and Global Corporate Controller