James A. Hughes - Dec 11, 2023 Form 4 Insider Report for UNITY BANCORP INC /NJ/ (UNTY)

Role
President/CEO, Director
Signature
James A. Hughes, POA Jason Murray, Accounting Operations Supervisor, AVP
Stock symbol
UNTY
Transactions as of
Dec 11, 2023
Transactions value $
-$10,022
Form type
4
Date filed
12/15/2023, 01:57 PM
Previous filing
Oct 5, 2023
Next filing
Jan 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UNTY Common Stock Gift -$10K -360 -0.26% $27.84 136K Dec 11, 2023 Direct F1
holding UNTY Restricted Stock 42.8K Dec 11, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UNTY Stock Options (Right to buy) 116K Dec 11, 2023 Common Stock Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 135,635 shares consisting of 107,841 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.
F2 42,000 shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 42,824.
F3 116,490 stock options were granted under various dates and vesting periods of which 108,157 are currently exercisable.

Remarks:

Total Beneficial Ownership: 286,616