James J. Gosa - Dec 8, 2023 Form 4 Insider Report for BEACON ROOFING SUPPLY INC (BECN)

Role: President, North/Canada Div.
Signature: /s/ James J. Gosa
Stock symbol: BECN
Transactions as of: Dec 8, 2023
Transactions value $: -$142,196
Form type: 4
Date filed: 12/12/2023, 04:16 PM
Previous filing: Nov 14, 2023
Next filing: Feb 1, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	BECN	Common Stock, $0.01 par value	Gift	$0	-621	-3.19%	$0.00	18.8K	Dec 8, 2023	Direct
transaction	BECN	Common Stock, $0.01 par value	Options Exercise	$38.7K	+1.35K	+7.17%	$28.64	20.2K	Dec 11, 2023	Direct
transaction	BECN	Common Stock, $0.01 par value	Sale	-$109K	-1.35K	-6.69%	$80.43	18.8K	Dec 11, 2023	Direct
transaction	BECN	Common Stock, $0.01 par value	Sale	-$72.3K	-900	-4.78%	$80.31	17.9K	Dec 11, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	BECN	Stock Option (right to buy)	Options Exercise	$0	-1.35K	-100%	$0.00^*	0	Dec 11, 2023	Common Stock, $0.01 par value	1.35K	$28.64	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This transaction was executed in multiple trades at prices ranging from $80.31 USD to $80.325 USD; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes, upon request, to provide to Beacon Roofing Supply, Inc. (the "Issuer"), any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.
F2	The stock options were scheduled to vest in three (3) equal annual installments, beginning on this date (the first anniversary of the grant date) and followed by the two subsequent anniversaries of this date.

Content

This transaction was executed in multiple trades at prices ranging from $80.31 USD to $80.325 USD; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes, upon request, to provide to Beacon Roofing Supply, Inc. (the "Issuer"), any security holder of the Issuer, or the Securities and Exchange Commission, full information regarding the number of shares and prices at which the transaction was effected.

The stock options were scheduled to vest in three (3) equal annual installments, beginning on this date (the first anniversary of the grant date) and followed by the two subsequent anniversaries of this date.