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Signature
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/s/ Melissa Weiland, attorney in fact on behalf of Charles Wickers
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Stock symbol
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ROVR
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Transactions as of
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Nov 29, 2023
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Transactions value $
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-$639,557
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Form type
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4
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Date filed
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12/1/2023, 04:24 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
ROVR |
Class A Common Stock |
Options Exercise |
$141K |
+71K |
+62.57% |
$1.99 |
184K |
Nov 29, 2023 |
Direct |
|
transaction |
ROVR |
Class A Common Stock |
Sale |
-$781K |
-71K |
-38.49% |
$11.00 |
113K |
Nov 29, 2023 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
ROVR |
Stock Options (Right to buy) |
Options Exercise |
$0 |
-31K |
-68.59% |
$0.00 |
14.2K |
Nov 29, 2023 |
Class A Common Stock |
31K |
$1.99 |
Direct |
F2 |
transaction |
ROVR |
Stock Options (Right to buy) |
Options Exercise |
$0 |
-14.8K |
-99.97% |
$0.00 |
4 |
Nov 29, 2023 |
Class A Common Stock |
14.8K |
$1.99 |
Direct |
F3 |
transaction |
ROVR |
Stock Options (Right to buy) |
Options Exercise |
$0 |
-15.7K |
-100% |
$0.00* |
0 |
Nov 29, 2023 |
Class A Common Stock |
15.7K |
$1.99 |
Direct |
F4 |
transaction |
ROVR |
Stock Options (Right to buy) |
Options Exercise |
$0 |
-9.51K |
-57.59% |
$0.00 |
7K |
Nov 29, 2023 |
Class A Common Stock |
9.51K |
$1.99 |
Direct |
F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: