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Signature
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/s/ Melissa Weiland, attorney in fact on behalf of Charles Wickers
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Issuer symbol
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N/A
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Transactions as of
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29 Nov 2023
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Net transactions value
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-$639,557
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Form type
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4
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Filing time
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01 Dec 2023, 16:24:44 UTC
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
ROVR |
Class A Common Stock |
Options Exercise |
$141,256 |
+70,983 |
+63% |
$1.99 |
184,435 |
29 Nov 2023 |
Direct |
|
| transaction |
ROVR |
Class A Common Stock |
Sale |
$780,813 |
-70,983 |
-38% |
$11.00 |
113,452 |
29 Nov 2023 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
ROVR |
Stock Options (Right to buy) |
Options Exercise |
$0 |
-31,000 |
-69% |
$0.000000 |
14,197 |
29 Nov 2023 |
Class A Common Stock |
31,000 |
$1.99 |
Direct |
F2 |
| transaction |
ROVR |
Stock Options (Right to buy) |
Options Exercise |
$0 |
-14,793 |
-100% |
$0.000000 |
4 |
29 Nov 2023 |
Class A Common Stock |
14,793 |
$1.99 |
Direct |
F3 |
| transaction |
ROVR |
Stock Options (Right to buy) |
Options Exercise |
$0 |
-15,683 |
-100% |
$0.000000* |
0 |
29 Nov 2023 |
Class A Common Stock |
15,683 |
$1.99 |
Direct |
F4 |
| transaction |
ROVR |
Stock Options (Right to buy) |
Options Exercise |
$0 |
-9,507 |
-58% |
$0.000000 |
7,000 |
29 Nov 2023 |
Class A Common Stock |
9,507 |
$1.99 |
Direct |
F5 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: