Hampton Joseph B. - Nov 23, 2023 Form 4 Insider Report for SPIRE INC (SR)

Role
President, AL & MS
Signature
/s/Courtney Vomund as attorney in fact for Hampton, Joseph B.
Stock symbol
SR
Transactions as of
Nov 23, 2023
Transactions value $
$62,752
Form type
4
Date filed
11/27/2023, 04:59 PM
Previous filing
Nov 21, 2023
Next filing
Feb 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SR Common Stock Tax liability -$6.85K -113 -1.52% $60.63 7.34K Nov 23, 2023 Direct F1
transaction SR Common Stock Award $62.1K +1.03K +13.97% $60.63 8.36K Nov 23, 2023 Direct F2
transaction SR Common Stock Tax liability -$18.3K -302 -3.61% $60.63 8.06K Nov 23, 2023 Direct F3
holding SR Common Stock 5.19K Nov 23, 2023 Held in 401(k) F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SR Phantom Stock Award $26.7K +440 +41.83% $60.63 1.49K Nov 23, 2023 Common Stock 440 Direct F5
transaction SR Phantom Stock Tax liability -$909 -15 -1.01% $60.63 1.48K Nov 23, 2023 Common Stock 15 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares withheld for the payment of taxes incident to the vesting of 385 shares of time-vested restricted stock.
F2 Represents performance contingent restricted units that vested and settled in stock based on performance metrics not tied to the market price of the Company's stock.
F3 Represents the number of shares withheld for the payment of taxes incident to the vesting of 1,025 performance contingent restricted units.
F4 Shares held in Company stock fund of 401(k) plan as reported by trustee as of November 24, 2023.
F5 Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 440 shares of vested performance contingent stock. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable for 15 years commencing 6 months following the reporting person's separation from employment.
F6 Represents the number of shares of phantom stock withheld for the payment of taxes.