Rasche Steven P - Nov 23, 2023 Form 4 Insider Report for SPIRE INC (SR)

Role
Executive Vice President
Signature
/s/Courtney Vomund as attorney in fact for Rasche Steven P
Stock symbol
SR
Transactions as of
Nov 23, 2023
Transactions value $
$389,184
Form type
4
Date filed
11/27/2023, 03:54 PM
Previous filing
Nov 21, 2023
Next filing
Dec 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SR 5.9% Series A Cumulative Redeemable Perpet. Preferred Stock 12K Nov 23, 2023 Held in IRA F1
holding SR Common Stock 6.57K Nov 23, 2023 Direct
holding SR Common Stock 2.56K Nov 23, 2023 Held in 401(k) F2
holding SR Common Stock 34.7K Nov 23, 2023 Held in Revocable Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SR Phantom Stock Award $117K +1.93K +13.94% $60.63 15.7K Nov 23, 2023 Common Stock 1.93K Direct F4
transaction SR Phantom Stock Award $136K +2.25K +14.28% $60.63 18K Nov 23, 2023 Common Stock 2.25K Direct F5
transaction SR Phantom Stock Award $136K +2.25K +12.49% $60.63 20.2K Nov 23, 2023 Common Stock 2.25K Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held in an IRA account over which Mr. Rasche has sole voting and dispositive power.
F2 Shares held in Company stock fund of 401(k) plan as reported by trustee as of November 24, 2023.
F3 Shares held in a revocable trust of which Mr. Rasche and his spouse are trustees and share voting and dispositive power.
F4 Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 1,925 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2025 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F5 Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 2,247 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F6 Represents phantom stock vesting to the reporting person pursuant to his election to defer into his deferred income plan account 2,247 shares of performance contingent stock awarded to him. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.