James D. Guilfoyle - 20 Nov 2023 Form 4 Insider Report for LyondellBasell Industries N.V. (LYB)

Role
SVP, O&P (EAMEI)
Signature
/s/ Lara A. Mason, Attorney-in-Fact
Issuer symbol
LYB
Transactions as of
20 Nov 2023
Net transactions value
-$52,728
Form type
4
Filing time
22 Nov 2023, 16:06:37 UTC
Previous filing
27 Feb 2023
Next filing
23 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LYB Class A Ordinary Shares Options Exercise $412,161 +5,667 +12% $72.73 52,778 20 Nov 2023 Direct F1, F2
transaction LYB Class A Ordinary Shares Tax liability $464,889 -4,825 -9.1% $96.35 47,953 20 Nov 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LYB Stock Options (Right to Buy) Options Exercise $0 -5,667 -100% $0.000000* 0 20 Nov 2023 Class A Ordinary Shares 5,667 $72.73 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a cashless exercise-and-hold, where shares were withheld to cover the option exercise price and anticipated taxes, and the remaining shares are retained by the reporting person.
F2 Includes 17,261 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 5,188 granted on February 25, 2021 that vest on February 25, 2024; 5,970 granted on February 24, 2022 that vest on February 24, 2025 and 6,103 granted on February 23, 2023 that vest on February 23, 2026.
F3 Granted pursuant to the issuer's long-term incentive plan. Award has fully vested.