Jeffrey A. Kaplan - 20 Nov 2023 Form 4 Insider Report for LyondellBasell Industries N.V. (LYB)

Role
EVP and General Counsel
Signature
/s/ Lara A. Mason, Attorney-in-Fact
Issuer symbol
LYB
Transactions as of
20 Nov 2023
Net transactions value
-$688,342
Form type
4
Filing time
22 Nov 2023, 16:06:28 UTC
Previous filing
30 Aug 2023
Next filing
23 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LYB Class A Ordinary Shares Options Exercise $854,492 +10,934 +22% $78.15 60,810 20 Nov 2023 Direct F1
transaction LYB Class A Ordinary Shares Sale $483,950 -5,000 -8.2% $96.79 55,810 20 Nov 2023 Direct F1, F2
transaction LYB Class A Ordinary Shares Sale $1,058,884 -10,934 -20% $96.84 44,876 20 Nov 2023 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LYB Stock Options (Right to Buy) Options Exercise $0 -10,934 -100% $0.000000* 0 20 Nov 2023 Class A Ordinary Shares 10,934 $78.15 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 15,681 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan including 4,967 granted on February 25, 2021 that vest on February 25, 2024; 5,210 granted on February 24, 2022 that vest on February 24, 2025 and 5,504 granted on February 23, 2023 that vest on February 23, 2026.
F2 This transaction was executed in multiple trades at prices ranging from $96.65 USD to $96.96 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 This transaction was executed in multiple trades at prices ranging from $96.66 USD to $97.01 USD. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 Granted pursuant to the issuer's long-term incentive plan. Award has fully vested.