Nikki Krishnamurthy - Nov 16, 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP and Chief People Officer
Signature
/s/ Carolyn Mo by Power of Attorney for Nikki Krishnamurthy
Stock symbol
UBER
Transactions as of
Nov 16, 2023
Transactions value $
-$178,987
Form type
4
Date filed
11/20/2023, 09:06 PM
Previous filing
Oct 18, 2023
Next filing
Dec 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +2K +0.8% 251K Nov 16, 2023 Direct F1
transaction UBER Common Stock Options Exercise +2.11K +0.84% 253K Nov 16, 2023 Direct F1
transaction UBER Common Stock Options Exercise +2.3K +0.91% 255K Nov 16, 2023 Direct F1
transaction UBER Common Stock Options Exercise +1.81K +0.71% 257K Nov 16, 2023 Direct F1
transaction UBER Common Stock Tax liability -$43.5K -799 -0.31% $54.42 256K Nov 16, 2023 Direct F2
transaction UBER Common Stock Tax liability -$45.9K -844 -0.33% $54.42 256K Nov 16, 2023 Direct F2
transaction UBER Common Stock Tax liability -$50.1K -920 -0.36% $54.42 255K Nov 16, 2023 Direct F2
transaction UBER Common Stock Tax liability -$39.5K -726 -0.29% $54.42 254K Nov 16, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2K -2.44% $0.00 80K Nov 16, 2023 Common Stock 2K Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -2.11K -3.45% $0.00 59.2K Nov 16, 2023 Common Stock 2.11K Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2.3K -5.88% $0.00 36.9K Nov 16, 2023 Common Stock 2.3K Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -1.81K -20% $0.00 7.22K Nov 16, 2023 Common Stock 1.81K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2023.
F3 The reporting person was granted 96,041 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.