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Signature
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/s/ Paul Alpern
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Stock symbol
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AIP
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Transactions as of
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Nov 15, 2023
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Transactions value $
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-$82,979
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Form type
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4
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Date filed
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11/17/2023, 05:19 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
AIP |
Common Stock |
Options Exercise |
$5.6K |
+10K |
+23.22% |
$0.56* |
53.1K |
Nov 15, 2023 |
Direct |
F1, F2 |
transaction |
AIP |
Common Stock |
Options Exercise |
$4.33K |
+7.22K |
+13.6% |
$0.60* |
60.3K |
Nov 15, 2023 |
Direct |
F1, F3 |
transaction |
AIP |
Common Stock |
Sale |
-$47.8K |
-10K |
-16.59% |
$4.78 |
50.3K |
Nov 15, 2023 |
Direct |
F1, F4 |
transaction |
AIP |
Common Stock |
Sale |
-$34.5K |
-7.22K |
-14.35% |
$4.78 |
43.1K |
Nov 15, 2023 |
Direct |
F1, F5 |
transaction |
AIP |
Common Stock |
Sale |
-$8.38K |
-1.75K |
-4.06% |
$4.80 |
41.3K |
Nov 15, 2023 |
Direct |
F1, F5 |
transaction |
AIP |
Common Stock |
Sale |
-$2.16K |
-446 |
-1.08% |
$4.85 |
40.9K |
Nov 15, 2023 |
Direct |
F1, F6 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
AIP |
Common Stock |
Options Exercise |
$0 |
-7.22K |
-39.08% |
$0.00 |
11.3K |
Nov 15, 2023 |
Common Stock |
7.22K |
$0.60 |
Direct |
F3 |
transaction |
AIP |
Common Stock |
Options Exercise |
$0 |
-10K |
-5% |
$0.00 |
190K |
Nov 15, 2023 |
Common Stock |
10K |
$0.56 |
Direct |
F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: