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Signature
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/s/ Alphonse Valbrune, as Attorney-in-Fact, for Sandeep Sahai
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Stock symbol
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CWAN
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Transactions as of
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Nov 15, 2023
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Transactions value $
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-$1,942,857
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Form type
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4
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Date filed
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11/16/2023, 06:34 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
CWAN |
Class A Common Stock |
Options Exercise |
$505K |
+115K |
+333.07% |
$4.40 |
149K |
Nov 15, 2023 |
Direct |
|
| transaction |
CWAN |
Class A Common Stock |
Tax liability |
-$1.38M |
-64.7K |
-43.4% |
$21.33 |
84.5K |
Nov 15, 2023 |
Direct |
|
| transaction |
CWAN |
Class A Common Stock |
Sale |
-$1.07M |
-50K |
-59.21% |
$21.33 |
34.5K |
Nov 15, 2023 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
CWAN |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-115K |
-13.23% |
$0.00 |
752K |
Nov 15, 2023 |
Class A Common Stock |
115K |
$4.40 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: