Aaron Easterly - 13 Nov 2023 Form 4 Insider Report for ROVER GROUP, INC.

Reporting relationship: CHIEF EXECUTIVE OFFICER, Director
Issuer ticker: N/A
Reported as of: 13 Nov 2023
Net transaction value: -$1,503,900
SEC form: 4
Accepted by SEC: 15 Nov 2023, 18:21:10 UTC
Prior SEC filing: 19 Oct 2023
Next SEC filing: 17 Nov 2023
Source filing: View source filing
Reporting owner signature: /s/ Melissa Weiland, attorney in fact on behalf of EASTERLY AARON

Key filing fact

Aaron Easterly filed Form 4 for ROVER GROUP, INC. on 15 Nov 2023.

Key facts

This page summarizes Aaron Easterly's Form 4 filing for ROVER GROUP, INC..
6 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 15 Nov 2023, 18:21.

Change

Previous filing in this sequence was filed on 19 Oct 2023.
Current net transaction value: -$1,503,900.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROVR transaction

Class A Common Stock

Options Exercise

Transaction value: $36,000
Shares: +100,000
Change %: +2.5%
Price: $0.3600^*
Shares after: 4,077,070
Date: 13 Nov 2023
Ownership: Direct

ROVR transaction

Class A Common Stock

Sale

Transaction value: $781,800
Shares: -100,000
Change %: -2.5%
Price: $7.82
Shares after: 3,977,070
Date: 13 Nov 2023
Ownership: Direct
Footnotes: F1, F2

ROVR transaction

Class A Common Stock

Options Exercise

Transaction value: $36,000
Shares: +100,000
Change %: +2.5%
Price: $0.3600^*
Shares after: 4,077,070
Date: 14 Nov 2023
Ownership: Direct

ROVR transaction

Class A Common Stock

Sale

Transaction value: $794,100
Shares: -100,000
Change %: -2.5%
Price: $7.94
Shares after: 3,977,070
Date: 14 Nov 2023
Ownership: Direct
Footnotes: F1, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROVR transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -100,000
Change %: -35%
Price: $0.000000
Shares after: 189,746
Date: 13 Nov 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 100,000
Exercise price: $0.3600
Footnotes: F4

ROVR transaction Derivative

Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -100,000
Change %: -53%
Price: $0.000000
Shares after: 89,746
Date: 14 Nov 2023
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 100,000
Exercise price: $0.3600
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 4 footnotes

Footnote F1

The reported sale occurred automatically pursuant to a Rule 10b5-1(c) trading plan adopted by the reporting person on June 7, 2023.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.74 to $8.09, inclusive. The reporting person undertakes to provide to Rover Group, Inc., any security holder of Rover Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.88 to $8.02, inclusive. The reporting person undertakes to provide to Rover Group, Inc., any security holder of Rover Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Footnote F4

These stock options vested by December 11, 2018.