Julian Francis - Nov 12, 2023 Form 4 Insider Report for BEACON ROOFING SUPPLY INC (BECN)

Signature
/s/ Julian G. Francis
Stock symbol
BECN
Transactions as of
Nov 12, 2023
Transactions value $
-$3,501,185
Form type
4
Date filed
11/14/2023, 04:38 PM
Previous filing
Mar 3, 2023
Next filing
Nov 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BECN Common Stock, $0.01 par value Options Exercise $0 +21.3K +41.98% $0.00 72.1K Nov 12, 2023 Direct
transaction BECN Common Stock, $0.01 par value Tax liability -$729K -9.61K -13.34% $75.89 62.5K Nov 12, 2023 Direct
transaction BECN Common Stock, $0.01 par value Award $0 +81K +129.65% $0.00 143K Nov 12, 2023 Direct F1
transaction BECN Common Stock, $0.01 par value Tax liability -$2.77M -36.5K -25.46% $75.89 107K Nov 12, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BECN Restricted Stock Units (RSUs) Options Exercise $0 -21.3K -100% $0.00* 0 Nov 12, 2023 Common Stock, $0.01 par value 21.3K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares issued upon settlement of restricted stock units on satisfaction of performance criteria.
F2 Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.
F3 On November 12, 2020, the reporting individual was granted restricted stock units which vested and settled on the third anniversary of the grant date.