Sam Guzman - Nov 12, 2023 Form 4 Insider Report for BEACON ROOFING SUPPLY INC (BECN)

Role
VP & CAO
Signature
/s/ Samuel M. Guzman, Jr.
Stock symbol
BECN
Transactions as of
Nov 12, 2023
Transactions value $
-$71,261
Form type
4
Date filed
11/14/2023, 04:16 PM
Previous filing
Aug 15, 2023
Next filing
Feb 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BECN Common Stock, $0.01 par value Options Exercise $0 +699 +19.38% $0.00 4.31K Nov 12, 2023 Direct
transaction BECN Common Stock, $0.01 par value Tax liability -$16K -211 -4.9% $75.89 4.09K Nov 12, 2023 Direct
transaction BECN Common Stock, $0.01 par value Award $0 +1.86K +45.41% $0.00 5.95K Nov 12, 2023 Direct F1
transaction BECN Common Stock, $0.01 par value Tax liability -$55.2K -728 -12.23% $75.89 5.23K Nov 12, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BECN Restricted Stock Units (RSUs) Options Exercise $0 -699 -100% $0.00* 0 Nov 12, 2023 Common Stock, $0.01 par value 699 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares issued upon settlement of restricted stock units on satisfaction of performance criteria.
F2 Each restricted stock unit represents a contingent right to receive one (1) share of BECN common stock.
F3 On November 12, 2020, the reporting individual was granted restricted stock units which vested and settled on the third anniversary of the grant date.