Diane Aigotti - Nov 1, 2023 Form 4 Insider Report for GATX CORP (GATX)

Role: Director
Signature: Lisa M. Ibarra, by Power of Attorney on behalf of Diane M. Aigotti
Stock symbol: GATX
Transactions as of: Nov 1, 2023
Transactions value $: $36,781
Form type: 4
Date filed: 11/3/2023, 02:45 PM
Previous filing: Aug 3, 2023
Next filing: Jan 3, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GATX	Common Stock	Award	$36.8K	+354	+2.22%	$103.90	16.3K	Nov 1, 2023	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the GATX Corporation Directors' Voluntary Deferred Fee Plan Amended and Restated as of January 1, 2022 (the "Deferred Fee Plan") credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.
F2	Represents (a) 81 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan, and (b) 273 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.

Content

Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the GATX Corporation Directors' Voluntary Deferred Fee Plan Amended and Restated as of January 1, 2022 (the "Deferred Fee Plan") credited on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.

Represents (a) 81 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and the Deferred Fee Plan, and (b) 273 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.