Glen Ceremony - 16 Oct 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Accounting Officer and Global Corporate Controller
Signature
/s/ Carolyn Mo by Power of Attorney for Glen Ceremony
Issuer symbol
UBER
Transactions as of
16 Oct 2023
Net transactions value
-$108,914
Form type
4
Filing time
18 Oct 2023, 18:23:53 UTC
Previous filing
19 Sep 2023
Next filing
01 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +1,516 +0.98% 155,455 16 Oct 2023 Direct F1
transaction UBER Common Stock Options Exercise +1,441 +0.93% 156,896 16 Oct 2023 Direct F1
transaction UBER Common Stock Options Exercise +722 +0.46% 157,618 16 Oct 2023 Direct F1
transaction UBER Common Stock Options Exercise +579 +0.37% 158,197 16 Oct 2023 Direct F1
transaction UBER Common Stock Options Exercise +650 +0.41% 158,847 16 Oct 2023 Direct F1
transaction UBER Common Stock Tax liability $33,622 -752 -0.47% $44.71 158,095 16 Oct 2023 Direct F2
transaction UBER Common Stock Tax liability $31,968 -715 -0.45% $44.71 157,380 16 Oct 2023 Direct F2
transaction UBER Common Stock Tax liability $16,006 -358 -0.23% $44.71 157,022 16 Oct 2023 Direct F2
transaction UBER Common Stock Tax liability $12,876 -288 -0.18% $44.71 156,734 16 Oct 2023 Direct F2
transaction UBER Common Stock Tax liability $14,441 -323 -0.21% $44.71 156,411 16 Oct 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -1,516 -2.4% $0.000000 62,148 16 Oct 2023 Common Stock 1,516 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -1,441 -3.3% $0.000000 41,770 16 Oct 2023 Common Stock 1,441 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -722 -5.3% $0.000000 12,994 16 Oct 2023 Common Stock 722 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -579 -5.6% $0.000000 9,848 16 Oct 2023 Common Stock 579 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -650 -17% $0.000000 3,250 16 Oct 2023 Common Stock 650 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2023.
F3 The reporting person was granted 72,759 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Accounting Officer and Global Corporate Controller