Nikki Krishnamurthy - 16 Sep 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP and Chief People Officer
Signature
/s/ Carolyn Mo by Power of Attorney for Nikki Krishnamurthy
Issuer symbol
UBER
Transactions as of
16 Sep 2023
Net transactions value
-$156,293
Form type
4
Filing time
19 Sep 2023, 18:06:32 UTC
Previous filing
18 Aug 2023
Next filing
18 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +2,001 +0.84% 241,154 16 Sep 2023 Direct F1
transaction UBER Common Stock Options Exercise +2,112 +0.88% 243,266 16 Sep 2023 Direct F1
transaction UBER Common Stock Options Exercise +2,304 +0.95% 245,570 16 Sep 2023 Direct F1
transaction UBER Common Stock Options Exercise +1,805 +0.74% 247,375 16 Sep 2023 Direct F1
transaction UBER Common Stock Tax liability $37,968 -799 -0.32% $47.52 246,576 16 Sep 2023 Direct F2
transaction UBER Common Stock Tax liability $40,107 -844 -0.34% $47.52 245,732 16 Sep 2023 Direct F2
transaction UBER Common Stock Tax liability $43,718 -920 -0.37% $47.52 244,812 16 Sep 2023 Direct F2
transaction UBER Common Stock Tax liability $34,500 -726 -0.3% $47.52 244,086 16 Sep 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2,001 -2.3% $0.000000 84,036 16 Sep 2023 Common Stock 2,001 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -2,112 -3.2% $0.000000 63,376 16 Sep 2023 Common Stock 2,112 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2,304 -5.3% $0.000000 41,482 16 Sep 2023 Common Stock 2,304 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -1,805 -14% $0.000000 10,834 16 Sep 2023 Common Stock 1,805 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2023.
F3 The reporting person was granted 96,041 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.