Tony West - 16 Sep 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Carolyn Mo by Power of Attorney for Tony West
Issuer symbol
UBER
Transactions as of
16 Sep 2023
Net transactions value
-$344,140
Form type
4
Filing time
19 Sep 2023, 18:06:13 UTC
Previous filing
18 Aug 2023
Next filing
02 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +2,910 +1.6% 188,276 16 Sep 2023 Direct F1
transaction UBER Common Stock Options Exercise +3,072 +1.6% 191,348 16 Sep 2023 Direct F1
transaction UBER Common Stock Options Exercise +1,213 +0.63% 192,561 16 Sep 2023 Direct F1
transaction UBER Common Stock Options Exercise +5,603 +2.9% 198,164 16 Sep 2023 Direct F1
transaction UBER Common Stock Options Exercise +1,805 +0.91% 199,969 16 Sep 2023 Direct F1
transaction UBER Common Stock Tax liability $68,571 -1,443 -0.72% $47.52 198,526 16 Sep 2023 Direct F2
transaction UBER Common Stock Tax liability $72,420 -1,524 -0.77% $47.52 197,002 16 Sep 2023 Direct F2
transaction UBER Common Stock Tax liability $28,607 -602 -0.31% $47.52 196,400 16 Sep 2023 Direct F2
transaction UBER Common Stock Tax liability $132,011 -2,778 -1.4% $47.52 193,622 16 Sep 2023 Direct F2
transaction UBER Common Stock Tax liability $42,530 -895 -0.46% $47.52 192,727 16 Sep 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2,910 -2.3% $0.000000 122,235 16 Sep 2023 Common Stock 2,910 Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -3,072 -3.2% $0.000000 92,183 16 Sep 2023 Common Stock 3,072 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -1,213 -5.3% $0.000000 21,832 16 Sep 2023 Common Stock 1,213 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -5,603 -8.3% $0.000000 61,641 16 Sep 2023 Common Stock 5,603 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -1,805 -14% $0.000000 10,834 16 Sep 2023 Common Stock 1,805 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2023.
F3 The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Legal Officer and Corporate Secretary