Tony West - Sep 16, 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Legal Officer and Corporate Secretary
Signature
/s/ Carolyn Mo by Power of Attorney for Tony West
Stock symbol
UBER
Transactions as of
Sep 16, 2023
Transactions value $
-$344,140
Form type
4
Date filed
9/19/2023, 06:06 PM
Previous filing
Aug 18, 2023
Next filing
Oct 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +2.91K +1.57% 188K Sep 16, 2023 Direct F1
transaction UBER Common Stock Options Exercise +3.07K +1.63% 191K Sep 16, 2023 Direct F1
transaction UBER Common Stock Options Exercise +1.21K +0.63% 193K Sep 16, 2023 Direct F1
transaction UBER Common Stock Options Exercise +5.6K +2.91% 198K Sep 16, 2023 Direct F1
transaction UBER Common Stock Options Exercise +1.81K +0.91% 200K Sep 16, 2023 Direct F1
transaction UBER Common Stock Tax liability -$68.6K -1.44K -0.72% $47.52 199K Sep 16, 2023 Direct F2
transaction UBER Common Stock Tax liability -$72.4K -1.52K -0.77% $47.52 197K Sep 16, 2023 Direct F2
transaction UBER Common Stock Tax liability -$28.6K -602 -0.31% $47.52 196K Sep 16, 2023 Direct F2
transaction UBER Common Stock Tax liability -$132K -2.78K -1.41% $47.52 194K Sep 16, 2023 Direct F2
transaction UBER Common Stock Tax liability -$42.5K -895 -0.46% $47.52 193K Sep 16, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2.91K -2.33% $0.00 122K Sep 16, 2023 Common Stock 2.91K Direct F1, F3
transaction UBER Restricted Stock Units Options Exercise $0 -3.07K -3.23% $0.00 92.2K Sep 16, 2023 Common Stock 3.07K Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -1.21K -5.26% $0.00 21.8K Sep 16, 2023 Common Stock 1.21K Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -5.6K -8.33% $0.00 61.6K Sep 16, 2023 Common Stock 5.6K Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -1.81K -14.28% $0.00 10.8K Sep 16, 2023 Common Stock 1.81K Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2023.
F3 The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F4 The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Legal Officer and Corporate Secretary