Jill Hazelbaker - 16 Sep 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
SVP, Marketing and Public Affairs
Signature
/s/ Carolyn Mo by Power of Attorney for Jill Hazelbaker
Issuer symbol
UBER
Transactions as of
16 Sep 2023
Net transactions value
-$399,738
Form type
4
Filing time
19 Sep 2023, 18:05:46 UTC
Previous filing
18 Aug 2023
Next filing
18 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +2,546 +1.8% 140,580 16 Sep 2023 Direct F1
transaction UBER Common Stock Options Exercise +2,689 +1.9% 143,269 16 Sep 2023 Direct F1
transaction UBER Common Stock Options Exercise +1,699 +1.2% 144,968 16 Sep 2023 Direct F1
transaction UBER Common Stock Options Exercise +4,670 +3.2% 149,638 16 Sep 2023 Direct F1
transaction UBER Common Stock Options Exercise +2,438 +1.6% 152,076 16 Sep 2023 Direct F1
transaction UBER Common Stock Tax liability $71,518 -1,505 -0.99% $47.52 150,571 16 Sep 2023 Direct F2
transaction UBER Common Stock Tax liability $76,555 -1,611 -1.1% $47.52 148,960 16 Sep 2023 Direct F2
transaction UBER Common Stock Tax liability $48,518 -1,021 -0.69% $47.52 147,939 16 Sep 2023 Direct F2
transaction UBER Common Stock Tax liability $133,436 -2,808 -1.9% $47.52 145,131 16 Sep 2023 Direct F2
transaction UBER Common Stock Tax liability $69,712 -1,467 -1% $47.52 143,664 16 Sep 2023 Direct F2
holding UBER Common Stock 7,702 16 Sep 2023 Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -2,546 -2.3% $0.000000 106,956 16 Sep 2023 Common Stock 2,546 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -2,689 -3.2% $0.000000 80,630 16 Sep 2023 Common Stock 2,689 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -1,699 -5.3% $0.000000 30,565 16 Sep 2023 Common Stock 1,699 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -4,670 -9.1% $0.000000 46,697 16 Sep 2023 Common Stock 4,670 Direct F1, F7
transaction UBER Restricted Stock Units Options Exercise $0 -2,438 -14% $0.000000 14,625 16 Sep 2023 Common Stock 2,438 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2023.
F3 Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
F4 The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8 The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

SVP, Marketing and Public Affairs