Arjun JJ Desai - Sep 18, 2023 Form 3 Insider Report for Clene Inc. (CLNN)

Role
Director
Signature
/s/ Jerry Miraglia POA
Stock symbol
CLNN
Transactions as of
Sep 18, 2023
Transactions value $
$0
Form type
3
Date filed
9/19/2023, 04:10 PM
Previous filing
Aug 14, 2023
Next filing
Nov 29, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CLNN Common Stock 16.3K Sep 18, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CLNN Stock Options (Right to buy) Sep 18, 2023 Common Stock 45K $0.54 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option was granted on September 18, 2023 as an option for 45,000 shares of Common Stock under the Clene Inc. 2020 Amended Stock Plan at an exercise price of $0.54 per share. The options vest in 36 equal installments of Common Stock on the last day of each calendar month beginning September 30, 2023, until such shares fully vest.