Subi Sethi - Sep 6, 2023 Form 4 Insider Report for Clearwater Analytics Holdings, Inc. (CWAN)

Role
Chief Client Officer
Signature
/s/ Alphonse Valbrune, as Attorney-in-Fact, for Subi Sethi
Stock symbol
CWAN
Transactions as of
Sep 6, 2023
Transactions value $
-$365,664
Form type
4
Date filed
9/8/2023, 11:46 AM
Previous filing
Sep 1, 2023
Next filing
Sep 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CWAN Class A Common Stock Options Exercise $110K +25K +2487.56% $4.40 26K Sep 6, 2023 Direct
transaction CWAN Class A Common Stock Tax liability -$220K -11.6K -44.54% $19.00 14.4K Sep 6, 2023 Direct
transaction CWAN Class A Common Stock Sale -$256K -13.4K -93.03% $19.05 1.01K Sep 6, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CWAN Stock Option (Right to Buy) Options Exercise $0 -25K -16.72% $0.00 125K Sep 6, 2023 Class A Common Stock 25K $4.40 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $19.00 USD to $19.20 USD; the price reported above reflects the weighted average sale price.
F2 Vests 61,875 share(s) on 02-Nov-2020, 25,125 share(s) on 05-Mar-2021, 25,125 share(s) on 01-Jan-2022, 25,125 share(s) on 01-Jan-2023, 25,125 share(s) on 01-Jan-2024, 25,125 share(s) on 01-Jan-2025