Aaron Easterly - 01 Sep 2023 Form 4 Insider Report for ROVER GROUP, INC.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
06 Sep 2023, 20:01:14 UTC
Prior SEC filing
05 Jun 2023
Next SEC filing
19 Oct 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Melissa Weiland, attorney in fact on behalf of EASTERLY AARON

Key filing fact

Aaron Easterly filed Form 4 for ROVER GROUP, INC. on 06 Sep 2023.

Key facts

  • This page summarizes Aaron Easterly's Form 4 filing for ROVER GROUP, INC..
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 06 Sep 2023, 20:01.

Change

  • Previous filing in this sequence was filed on 05 Jun 2023.
  • Current net transaction value: -$438,664.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROVR transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+163,214
Change %
+4.2%
Price
Shares after
4,041,296
Date
01 Sep 2023
Ownership
Direct
Footnotes
F1
ROVR transaction

Class A Common Stock

Tax liability

Transaction value
$438,664
Shares
-64,226
Change %
-1.6%
Price
$6.83
Shares after
3,977,070
Date
01 Sep 2023
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROVR transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-163,214
Change %
-8%
Price
$0.000000
Shares after
1,882,151
Date
01 Sep 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
163,214
Exercise price
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted stock units ("RSUs") convert into Rover Group, Inc. Class A common stock on a one-for-one basis.

Footnote F2

This transaction relates to the withholding of RSUs solely to satisfy any income, employment or tax withholding and remittance obligations in connection with the vesting and settlement of RSUs held by the reporting person.

Footnote F3

The reporting person was granted 448,300 RSUs on November 2, 2021, 714,846 RSUs on March 3, 2022, and 1,448,291 RSUs on March 13, 2023. On September 1, 2023, 1/16th of each of these RSU grants vested. For each of these RSU grants, 1/16th of the RSUs shall vest on the first of the month every March, June, September and December until fully vested and subject to continued service through each vesting date. Vested RSUs that meet all settlement requirements will be settled as soon as practicable after vesting, but no later than 60 days after vesting.

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