Charles K. Janac - Sep 1, 2023 Form 4 Insider Report for Arteris, Inc. (AIP)

Role: President and CEO, Director, 10%+ Owner
Signature: /s/ Paul Alpern, as Attorney-in-Fact for CHARLES K JANAC
Stock symbol: AIP
Transactions as of: Sep 1, 2023
Transactions value $: -$23,515
Form type: 4
Date filed: 9/6/2023, 06:04 PM
Previous filing: Jul 6, 2023
Next filing: Oct 3, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AIP	Common Stock	Tax liability	-$8.21K	-1.14K	-0.48%	$7.18	235K	Sep 1, 2023	Direct	F1
transaction	AIP	Common Stock	Sale	-$15.3K	-2.16K	-0.92%	$7.09	233K	Sep 5, 2023	Direct	F2, F3, F4
holding	AIP	Common Stock						10.3M	Sep 1, 2023	Bayview Legacy, LLC	F5
holding	AIP	Common Stock						77.3K	Sep 1, 2023	By the Janac Trust

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id	Content
F1	The reported transaction involved the withholding of 1,143 shares of stock issuable upon the vesting of restricted stock units to pay taxes.
F2	Transaction made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on March 12, 2023.
F3	The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $6.85 to $7.22 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4	Includes 132,541 restricted stock units.
F5	The Reporting Person is the manager of Bayview Legacy, LLC and as such is deemed to have voting and dispositive power of the shares beneficially owned by Bayview Legacy LLC.