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Signature
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/s/ Alphonse Valbrune, as Attorney-in-Fact, for Scott Erickson
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Stock symbol
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CWAN
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Transactions as of
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Aug 30, 2023
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Transactions value $
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-$923,866
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Form type
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4
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Date filed
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9/1/2023, 03:26 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
CWAN |
Class A Common Stock |
Options Exercise |
$29.4K |
+7.36K |
+15.54% |
$4.00 |
54.7K |
Aug 30, 2023 |
Direct |
|
| transaction |
CWAN |
Class A Common Stock |
Tax liability |
-$82.1K |
-4.55K |
-8.33% |
$18.03 |
50.1K |
Aug 30, 2023 |
Direct |
|
| transaction |
CWAN |
Class A Common Stock |
Sale |
-$871K |
-48.3K |
-96.44% |
$18.03 |
1.79K |
Aug 30, 2023 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
CWAN |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-7.36K |
-2.83% |
$0.00 |
252K |
Aug 30, 2023 |
Class A Common Stock |
7.36K |
$4.00 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: