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Signature
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/s/ Michael A. Metzger, Attorney-in-fact
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Stock symbol
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SNDX
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Transactions as of
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Aug 9, 2023
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Transactions value $
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-$501,864
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Form type
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4
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Date filed
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8/10/2023, 06:50 AM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
SNDX |
Common Stock |
Options Exercise |
$464K |
+52.9K |
+296.34% |
$8.77 |
70.7K |
Aug 9, 2023 |
Direct |
|
| transaction |
SNDX |
Common Stock |
Sale |
-$965K |
-52.9K |
-74.77% |
$18.27 |
17.8K |
Aug 9, 2023 |
Direct |
F1, F2 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
SNDX |
Stock Options (Right to buy) |
Options Exercise |
$0 |
-52.9K |
-100% |
$0.00 |
0 |
Aug 9, 2023 |
Common Stock |
52.9K |
$8.77 |
Direct |
F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: