Robert D. Sznewajs - Aug 1, 2023 Form 4 Insider Report for BANC OF CALIFORNIA, INC. (BANC)

Role
Director
Signature
/s/ Ido Dotan, Attorney-in-Fact for Robert D Sznewajs
Stock symbol
BANC
Transactions as of
Aug 1, 2023
Transactions value $
$20,012
Form type
4
Date filed
8/3/2023, 06:32 PM
Previous filing
May 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BANC Common Stock Options Exercise $20K +1.84K +26.75% $10.90 8.7K Aug 1, 2023 Direct F1
holding BANC Common Stock 87.5K Aug 1, 2023 By the Robert D. Sznewajs Revocable Trust F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BANC Stock Option Options Exercise $0 -918 -100% $0.00* 0 Aug 1, 2023 Common Stock 918 $10.90 Direct F4
transaction BANC Stock Option Options Exercise $0 -918 -100% $0.00* 0 Aug 1, 2023 Common Stock 918 $10.90 Direct F4
holding BANC Stock Option 2.81K Aug 1, 2023 Common Stock 2.81K $13.75 Direct F4
holding BANC Stock Option 2.81K Aug 1, 2023 Common Stock 2.81K $13.75 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Amount includes 6,863 shares underlying restricted share units that will vest on May 11, 2024.
F2 Amount includes 5,793 shares transferred into Robert D. Sznewajs Revocable Trust previously reported as directly held.
F3 Amount includes 744 shares of Issuer's common stock acquired pursuant to a broker administered dividend reinvestment plan.
F4 All shares underlying this option have vested.