Philip Rivard - Jul 10, 2023 Form 3 Insider Report for Waste Connections, Inc. (WCN)

Role
SR VP Business Development
Signature
Philip Rivard
Stock symbol
WCN
Transactions as of
Jul 10, 2023
Transactions value $
$0
Form type
3
Date filed
7/14/2023, 04:17 PM
Next filing
Dec 15, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WCN Restricted Share Units Jul 10, 2023 Common Shares 7.34K $0.00 Direct F1
holding WCN Restricted Share Units Jul 10, 2023 Common Shares 19 $0.00 Direct F2
holding WCN Restricted Share Units Jul 10, 2023 Common Shares 5.58K $0.00 Direct F3
holding WCN Restricted Share Units Jul 10, 2023 Common Shares 600 $0.00 Direct F4
holding WCN Restricted Share Units Jul 10, 2023 Common Shares 1.57K $0.00 Direct F5
holding WCN Restricted Share Units Jul 10, 2023 Common Shares 3.14K $0.00 Direct F6
holding WCN Restricted Share Units Jul 10, 2023 Common Shares 1.92K $0.00 Direct F7
holding WCN Restricted Share Units Jul 10, 2023 Common Shares 2.56K $0.00 Direct F8
holding WCN Restricted Share Units Jul 10, 2023 Common Shares 1.65K $0.00 Direct F9
holding WCN Restricted Share Units Jul 10, 2023 Common Shares 1.65K $0.00 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The deferred restricted share unit award was granted on 2/11/2010 and vested 25% per year over the four-year period following the date of grant.
F10 Represents performance-based restricted share units awarded on February 17, 2023. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 4,132 (250% of the target number).
F2 The deferred restricted share unit award was granted on 11/12/2010 and vested 25% per year over the four-year period following the date of grant.
F3 The deferred restricted share unit award was granted on 2/13/2014 and vested 25% per year over the four-year period following the date of grant
F4 The restricted share units were awarded on February 14, 2020. The award vests in four equal annual installments commencing on the first anniversary of the date of the award.
F5 The restricted share units were awarded on February 19, 2021. The award vests in four equal annual installments commencing on the first anniversary of the date of the award.
F6 Represents performance-based restricted share units awarded on February 19, 2021. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 7,857 (250% of the target number).
F7 The restricted share units were awarded on February 18, 2022. The award vests in four equal annual installments commencing on the first anniversary of the date of the award.
F8 Represents performance-based restricted share units awarded on February 18, 2022. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 6,405 (250% of the target number).
F9 The restricted share units were awarded on February 17, 2023. The award vests in four equal annual installments commencing on the first anniversary of the date of the award.