Robert Nielsen - Jul 10, 2023 Form 3 Insider Report for Waste Connections, Inc. (WCN)

Role
SR VP Operations
Signature
Robert Nielsen III
Stock symbol
WCN
Transactions as of
Jul 10, 2023
Transactions value $
$0
Form type
3
Date filed
7/14/2023, 04:16 PM
Next filing
Sep 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WCN Common Shares 3.25K Jul 10, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WCN Restricted Share Units Jul 10, 2023 Common Shares 750 $0.00 Direct F1
holding WCN Restricted Share Units Jul 10, 2023 Common Shares 1.96K $0.00 Direct F2
holding WCN Restricted Share Units Jul 10, 2023 Common Shares 3.91K $0.00 Direct F3
holding WCN Restricted Share Units Jul 10, 2023 Common Shares 2.4K $0.00 Direct F4
holding WCN Restricted Share Units Jul 10, 2023 Common Shares 3.2K $0.00 Direct F5
holding WCN Restricted Share Units Jul 10, 2023 Common Shares 2.2K $0.00 Direct F6
holding WCN Restricted Share Units Jul 10, 2023 Common Shares 2.2K $0.00 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted share units were awarded on February 14, 2020. The award vests in four equal annual installments commencing on the first anniversary of the date of the award.
F2 The restricted share units were awarded on February 19, 2021. The award vests in four equal annual installments commencing on the first anniversary of the date of the award.
F3 Represents performance-based restricted share units awarded on February 19, 2021. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 9,775 (250% of the target number).
F4 The restricted share units were awarded on February 18, 2022. The award vests in four equal annual installments commencing on the first anniversary of the date of the award.
F5 Represents an award of performance-based restricted share units awarded on February 18, 2022. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 8,005 (250% of the target number).
F6 The restricted share units were awarded on February 17, 2023. The award vests in four equal annual installments commencing on the first anniversary of the date of the award.
F7 Represents an award of performance-based restricted share units on February 17, 2023. The target number of units is presented in the table. Subject to certain continued employment conditions and subject to accelerated vesting in certain circumstances, the number of units that actually vest at the end of the three-year performance period will be 0% to 250% of the scheduled amount, depending on the extent to which the Issuer meets or exceeds certain performance goals at the end of each year during the performance period. The maximum number of units that may vest at the end of the three-year performance period is 5,510 (250% of the target number).