Glen Ceremony - 16 Jun 2023 Form 4 Insider Report for Uber Technologies, Inc (UBER)

Role
Chief Accounting Officer and Global Corporate Controller
Signature
/s/ Carolyn Mo by Power of Attorney for Glen Ceremony
Issuer symbol
UBER
Transactions as of
16 Jun 2023
Net transactions value
-$105,971
Form type
4
Filing time
21 Jun 2023, 21:40:42 UTC
Previous filing
18 May 2023
Next filing
18 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UBER Common Stock Options Exercise +1,515 +1.1% 144,516 16 Jun 2023 Direct F1
transaction UBER Common Stock Options Exercise +1,440 +1% 145,956 16 Jun 2023 Direct F1
transaction UBER Common Stock Options Exercise +722 +0.49% 146,678 16 Jun 2023 Direct F1
transaction UBER Common Stock Options Exercise +579 +0.39% 147,257 16 Jun 2023 Direct F1
transaction UBER Common Stock Options Exercise +650 +0.44% 147,907 16 Jun 2023 Direct F1
transaction UBER Common Stock Tax liability $32,727 -752 -0.51% $43.52 147,155 16 Jun 2023 Direct F2
transaction UBER Common Stock Tax liability $31,073 -714 -0.49% $43.52 146,441 16 Jun 2023 Direct F2
transaction UBER Common Stock Tax liability $15,580 -358 -0.24% $43.52 146,083 16 Jun 2023 Direct F2
transaction UBER Common Stock Tax liability $12,534 -288 -0.2% $43.52 145,795 16 Jun 2023 Direct F2
transaction UBER Common Stock Tax liability $14,057 -323 -0.22% $43.52 146,523 16 Jun 2023 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UBER Restricted Stock Units Options Exercise $0 -1,515 -2.2% $0.000000 68,212 16 Jun 2023 Common Stock 1,515 Direct F1, F4
transaction UBER Restricted Stock Units Options Exercise $0 -1,440 -2.9% $0.000000 47,532 16 Jun 2023 Common Stock 1,440 Direct F1, F5
transaction UBER Restricted Stock Units Options Exercise $0 -722 -4.3% $0.000000 15,881 16 Jun 2023 Common Stock 722 Direct F1, F6
transaction UBER Restricted Stock Units Options Exercise $0 -579 -4.5% $0.000000 12,165 16 Jun 2023 Common Stock 579 Direct F1, F7
transaction UBER Restricted Stock Units Options Exercise $0 -650 -10% $0.000000 5,850 16 Jun 2023 Common Stock 650 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to satisfy tax liability upon vesting of restricted stock units on June 16, 2023.
F3 Includes 1,051 shares acquired under Uber's stock purchase plan on May 19, 2023.
F4 The reporting person was granted 72,759 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F5 The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F6 The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F7 The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
F8 The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Remarks:

Chief Accounting Officer and Global Corporate Controller